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AIWM Regulatory & Compliance Update

We’re thrilled to kickstart the AIWM Regulatory & Compliance Update workshops for 2025!

Drawing from the successful formula of the last workshop held in Dec 2024, join us for an insightful half-day session, as we explore the theme of managing conflicts of interests (“COIs”) within a risk management framework. In addition to regulatory updates, we will wrap up the agenda with a dynamic fireside chat to discuss the key aspects of regulators’ compliance concerns and issues with managing COIs.

Event Details

Date: Wednesday, 19th March 2025
Time: 9:30 AM – 12:30 PM (Registration starts from 9am)
Venue: TBC

TIME AGENDA
9:00 AM Registration
9:30 AM Welcome Remarks
9:35 AM Keynote Presentation: Managing Conflicts of Interest (“COI”) within a Risk Management Framework

Nithi Genesan, Managing Director, Waystone Compliance Solutions

10:20 AM Network Break
11:00 AM Regulatory Updates
Tan Woon Hum, Partner & Head of Trust, Asset & Wealth Management Practice, Shook Lin & Bok
11:30 AM Fireside Chat: Key aspects of regulators’ compliance concerns; issues with managing COIs

Moderator:

  • Joyce Woo, CEO, Leo Wealth Pte Ltd

Panellists:

  • Tan Woon Hum, Partner & Head of Trust, Asset & Wealth Management Practice, Shook Lin & Bok
  • Nithi Genesan, Managing Director, Waystone Compliance Solutions

12:15 PM Q&A
12:30 PM Event Ends

 

SPEAKERS

Joyce Woo

CEO
Leo Wealth Pte Ltd

Nithi Genesan

Managing Director
Waystone Compliance Solutions (Singapore) Pte. Ltd.

Tan Woon Hum

Partner & Head of Trust, Asset & Wealth Management Practice
ShookLin & Bok

Important Notes:

1) Certificates of Attendance (COA) are issued based on attendance records.
2) A SGD150.00 event cancellation fee per person is applicable for this event.
3) A SGD150.00 no-show penalty fee per person applies.
4) By registering for this event, you agree and consent to AIWM Privacy Policy.

This event is for Associate / Ordinary members only.

Date

Mar 19 2025

Time

9:30 am - 12:30 pm

Location

TBC

Organizer

AIWM Singapore
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